Hong Kong Securities and Futures Commission(SFC)

Hong Kong Securities and Futures Commission license 2026-08-03

Hong Kong 149 license (No. 1-4-9) application: Compliance layout guide for asset management companies

Sorting out the RO configuration of Hong Kong license plates 1+4+9, capital, Physical office and AML internal control focus, Suitable for asset management companies to plan application paths, Assess the optimal licensing structure now.

Read more

Hong Kong Securities and Futures Commission license 2026-08-03

Hong Kong SFC No. 4 license: Complete Guide to Application for Securities Consulting Business License

Sorting out the business boundaries of Hong Kong SFC Type 4 license to provide advice on securities, Responsible person, financial resources, Multi-license portfolio and ongoing liability.

Read more

Hong Kong Securities and Futures Commission license 2026-08-03

Hong Kong SFC License No. 1 (Securities Trading) and License No. 4 (Securities Consulting) Combination Application Guide

Sorting out the business boundaries of Hong Kong SFC Category 1 and Category 4 combinations, Application subject, Responsible person, financial resources, AML/CFT and ongoing liability.

Read more

Hong Kong Insurance Broker License 2026-07-10

Hong Kong insurance broker license vs agent license: Business model comparison

Comparing the representation relationship between insurance brokers and insurance agents in Hong Kong, appoint, Product range, personnel, Differences in Corporate Finance and Ongoing Compliance, Choose a path based on actual business.

Read more

Hong Kong Securities and Futures Commission license 2026-07-08

Hong Kong No. 9 Asset Management License Application Guide: Private equity fund manager’s entry pass

Sorting out the application requirements for Hong Kong’s No. 9 asset management license, RO configuration, AML internal control and 6 to 12 month approval rhythm, Help you complete the materials in advance and reduce the risk of being questioned, Evaluate now.

Read more

Overseas funds and securities 2026-07-06

Hong Kong Limited Partnership Fund (LPF) System vs.. Cayman ELP Fund Structure Comparison

比较香港LPF与开曼ELP的基金载体, 管理人许可, Anti-money laundering manager, tax conditions, 维护成本和银行尽调; 区分LPF负责人及SFC负责人员, 注册不等于持牌或免税.

Read more

Payments and Electronic Money License 2026-06-30

Hong Kong vs Singapore: An in-depth comparison of the regulatory environment for financial technology companies

Comparing the differences in fintech regulations between Hong Kong and Singapore, Focus on the application requirements for Hong Kong MSO license, AML architecture, Responsible person review and maintenance costs, It is safer to do a compliance assessment first and then submit it, Consult the plan now.

Read more

Cryptocurrency and Web3 License 2026-06-28

Dubai VARA vs Hong Kong SFC: An in-depth comparison of cryptocurrency regulatory frameworks

比较迪拜VARA与香港SFC虚拟资产监管框架, 关注业务范围, 地域适用, Application preparation, AML/CFT, 客户资产及技术控制, 说明牌照不能跨司法辖区通用.

Read more

Hong Kong Insurance Broker License 2026-06-25

What should I do if my application for a Hong Kong insurance brokerage license is rejected? Common reasons and appeal strategies

After receiving the application notice from the insurance brokerage company, Distinguish the query first, Proposed rejection and formal decision, Then press the reason, evidence, Deadlines and available representation or review procedures.

Read more

Hong Kong Securities and Futures Commission license 2026-06-13

Hong Kong SFC No. 2 License: Complete Guide to Application for Trading Futures Contracts

Sorting out the financial resources of Hong Kong SFC Type 2 futures contract trading license, Responsible person, premises, Application Review and Ongoing Responsibilities.

Read more