Hong Kong Securities and Futures Commission license 2026-08-03

Hong Kong 149 license (No. 1-4-9) application：Compliance layout guide for asset management companies

Sorting out the RO configuration of Hong Kong license plates 1+4+9、capital、Physical office and AML internal control focus，Suitable for asset management companies to plan application paths，Assess the optimal licensing structure now。

Hong Kong Securities and Futures Commission license 2026-08-03

Hong Kong SFC No. 4 license：Complete Guide to Application for Securities Consulting Business License

Sorting out the business boundaries of Hong Kong SFC Type 4 license to provide advice on securities、Responsible person、financial resources、Multi-license portfolio and ongoing liability。

Hong Kong Securities and Futures Commission license 2026-08-03

Hong Kong SFC License No. 1 (Securities Trading) and License No. 4 (Securities Consulting) Combination Application Guide

Sorting out the business boundaries of Hong Kong SFC Category 1 and Category 4 combinations、Application subject、Responsible person、financial resources、AML/CFT and ongoing liability。

Hong Kong Securities and Futures Commission license 2026-07-08

Hong Kong No. 9 Asset Management License Application Guide：Private equity fund manager’s entry pass

Sorting out the application requirements for Hong Kong’s No. 9 asset management license、RO configuration、AML internal control and 6 to 12 month approval rhythm，Help you complete the materials in advance and reduce the risk of being questioned，Evaluate now。

Hong Kong Securities and Futures Commission license 2026-06-13

Hong Kong SFC No. 2 License：Complete Guide to Application for Trading Futures Contracts

Sorting out the financial resources of Hong Kong SFC Type 2 futures contract trading license、Responsible person、premises、Application Review and Ongoing Responsibilities。

Hong Kong Securities and Futures Commission license 2026-06-03

Hong Kong SFC License No. 9 (Asset Management) Application：Interpretation of Responsible Officer (RO) Requirements

Sort out the RO qualification requirements for Hong Kong SFC No. 9 license、take an exam、Asset management experience and interview focus，Avoid delaying approval due to insufficient configuration of 2 ROs or insufficient materials，Evaluate your application path now。

Hong Kong Securities and Futures Commission license 2026-05-18

Hong Kong SFC License No. 1 Application Guide：Core Requirements for Securities Transaction Compliance

Sort out the entities of Hong Kong SFC Type 1 securities trading license、Responsible person、financial resources、AML/KYC、Application Review and Ongoing Responsibilities。