Funds / Investment

<p>The Hong Kong insurance company license is based on the Hong Kong Insurance Ordinance (Chapter 41)，Depend on<a href="https://www.ia.org.hk/tc/supervision/reg_ins_intermediaries/licence_application.html" target="_blank" rel="nofollow noopener">Hong Kong Insurance Authority (IA)</a>Review and grant operating licenses to qualified institutions，After approval, general insurance can be carried out in Hong Kong in accordance with the law.、Long-term insurance (life insurance) or reinsurance and other businesses。Applicants must meet minimum capital requirements、Shareholder background、Qualification of Directors and Controlling Personnel、risk management、Regulatory requirements such as solvency and ongoing compliance，It is an important qualification to enter the Hong Kong insurance market.。</p> <p>Hong Kong Huitong：Provide full-process application consulting services for Hong Kong insurance company licenses，Includes licensed structure planning、Business model and compliance plan design、Application document preparation、Manage and control staffing、Regulatory communication follow-up and follow-up compliance consultation, etc.，Assist clients to efficiently complete the CIRC approval process，Steadyly obtained the Hong Kong insurance business qualification。</p>

<p><strong>HKEX Participant Qualifications</strong>It is based on the Securities and Futures Ordinance (Chapter 571)、Securities and Futures (Financial Resources) Rules and<a href="https://www.hkex.com.hk/services/rules-and-forms-and-fees/forms/securities-(hong-kong)/trading/participantship?sc_lang=zh-hk" target="_blank" rel="nofollow noopener">Hong Kong Exchanges and Clearing Limited (HKEX)</a>Important market access mechanisms established by relevant rules。The applicant organization must first obtain<a href="https://www.hklic.com/license/hong-kong-sfc-type-1/">Hong Kong Securities and Futures Commission (SFC) Type 1 (Securities Trading)</a>or No.<a href="https://www.hklic.com/license/hong-kong-sfc-type-2/">2Class (Futures Contract Trading) Regulated Activities License</a>，and meet minimum capital requirements、Responsible for staffing、Trading system access、Regulatory conditions such as central clearing arrangements and ongoing compliance，Only then can they be allowed to enter the trading system of the Hong Kong Stock Exchange and obtain trading rights.。</p> <p>Hong Kong Huitong：Providing full-process professional advisory services on Hong Kong Exchanges and Clearing Limited participant and trading rights applications，Includes assessment of entry requirements、Licensed structure planning、Application document preparation、Integration of trading systems and settlement arrangements、Regulatory communication and coordination，and ongoing compliance support after approval, etc.，Assist clients to efficiently complete the Hong Kong Stock Exchange review process，Steadyly obtain market trading qualifications。</p>

Japanese fund management license (legal name：investment application industry) by<a href="https://www.fsa.go.jp/en/policy/marketentry/guidebook.html" rel="nofollow">Japan Financial Services Agency (FSA)</a>and the local finance bureau authorizes and supervises according to law。Authorizes licensed entities to legally carry out discretionary investment and fund asset management businesses in Japan。According to the "Financial Instruments and Exchange Act"，The statutory minimum capital and net asset thresholds for regular licenses are 5000 Ten thousand yuan；If you apply for a "special license for qualified investors" (management scale ≤ 20 billion yen)，The legal net worth threshold is lowered to 1000 Ten thousand yuan，It is also exempted from the establishment of a board of directors in accordance with the law and allows legal outsourcing of compliance and risk control services.。Hong Kong Huitong provides applying entities with coverage of local companies (KK) set up、Executive fitness (Fit & Proper) interview coaching、Compilation of business method sheets and internal control procedures，As well as full-case legal agency services for FMEO’s full English regulatory communication and defense。

Japan Investment Assistance and Agency Industry (IAA) / investment advisory license) by<a href="https://www.fsa.go.jp/policy/marketentry/guidebook.html" rel="nofollow">Japan Financial Services Agency (FSA)</a>and local financial bureau supervision in accordance with the law。Authorized licensed entity based on investment advisory contract，Legally provide substantial investment advice to clients on "value of securities" or "value analysis of financial products"，And can act as an intermediary agent to sign an investment contract。This license exempts conventional asset management licenses from the law. 5,000 Strict net worth threshold of 10,000 yen (only legal withdrawals are required) 500 10,000 yen business deposit)，No mandatory board of directors，And qualified foreign-invested institutions can apply for the FMEO full English application and supervision channel。Hong Kong Huitong provides applying entities with coverage for the establishment of local companies.、Executive fitness (Fit & Proper) review coaching、Compliance internal rules preparation and full-case legal agency services for FMEO pre-trial defense in English。

<p>Since September 2019，<a href="https://www.ia.org.hk/sc/supervision/reg_ins_intermediaries/licence_application.html" rel="nofollow">Hong Kong Insurance Authority(IA)</a>Become a single regulator。Promote insurance policies as an “insurance broker” in Hong Kong、Provide advice or arrange claims，Must apply for a Hong Kong insurance broker license。This guide will give you a comprehensive breakdown of everything from capital to、Responsible person(RO)to all rigid requirements for internal control and compliance。</p>

According to the Securities and Futures Ordinance，Operating futures contract trading and brokerage services in Hong Kong must be licensed by the SFC。This guide has been compiled by Hong Kong Huitong’s senior compliance experts，An in-depth breakdown of the core application conditions for No. 2 license、Dual-track approval process、Cost details，and statutory exemption rules for innovative businesses such as Bitcoin futures。

According to Hong Kong’s Securities and Futures Ordinance (Schedule 5)，Providing securities investment advice or publishing research reports in Hong Kong，Must be issued a Type 4 license。Hong Kong Huitong provides you with everything from corporate establishment to、RO configuration、Compliance plan writing，One-stop legal licensing and compliance consulting services to M&A due diligence (DD) and virtual asset (VA) business upgrades。