Hong Kong Securities and Futures Commission(SFC)

Hong Kong Securities and Futures Commission(SFC)

Bringing together regulated activities regulated by the Hong Kong Securities and Futures Commission (SFC), License application, Responsible Personnel and Continuing Compliance Articles. The scope and conditions of the license must be checked based on actual activities.

Hong Kong SFC License No. 9 (Asset Management) Application：Interpretation of Responsible Officer (RO) Requirements

Hong Kong SFC licences 2026-06-03

Hong Kong SFC License No. 9 (Asset Management) Application: Interpretation of Responsible Officer (RO) Requirements

Sort out the RO qualification requirements for Hong Kong SFC No. 9 license, take an exam, Asset management experience and interview focus, Avoid delaying approval due to insufficient configuration of 2 ROs or insufficient materials, Evaluate your application path now.

Full analysis of Hong Kong VASP license 2026 application requirements：SFC latest regulatory framework

Cryptocurrency and Web3 License 2026-05-28

Full analysis of Hong Kong VASP license 2026 application requirements: SFC latest regulatory framework

Sorting out the Hong Kong VASP license application requirements, RO configuration, AML/CTF system, Hosting Isolation and Technical Audit Focus, Suitable for quick self-test for Web3 business teams planning to implement it, Consult the plan now.

Hong Kong SFC License No. 1 Application Guide：Core Requirements for Securities Transaction Compliance

Hong Kong SFC licences 2026-05-18

Hong Kong SFC License No. 1 Application Guide: Core Requirements for Securities Transaction Compliance

Sort out the entities of Hong Kong SFC Type 1 securities trading license, Responsible person, financial resources, AML/KYC, Application Review and Ongoing Responsibilities.