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Licensed and Compliance

Licensed and Compliance

汇集金融机构获准经营后的持续合规文章, include people, capital, internal control, Report, 记录保存及变更通知. 义务随地区, 活动和牌照条件而异.
Hong Kong 149 license (No. 1-4-9) application：Compliance layout guide for asset management companies
Hong Kong Securities and Futures Commission license

Hong Kong 149 license (No. 1-4-9) application: Compliance layout guide for asset management companies

Sorting out the RO configuration of Hong Kong license plates 1+4+9, capital, Physical office and AML internal control focus, Suitable for asset management companies to plan application paths, Assess the optimal licensing structure now.
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Hong Kong money lender license application process：From submission to court approval
Hong Kong Money Lenders License

Hong Kong money lender license application process: From submission to court approval

Instructions for filing with the Companies Registry of Hong Kong Money Lender License, police investigation, Licensing Tribunal Decision, Official Fees and Ongoing Liability; Actual procedures and time are confirmed on a case-by-case basis.
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Hong Kong SFC License No. 1 (Securities Trading) and License No. 4 (Securities Consulting) Combination Application Guide
Hong Kong Securities and Futures Commission license

Hong Kong SFC License No. 1 (Securities Trading) and License No. 4 (Securities Consulting) Combination Application Guide

Sorting out the business boundaries of Hong Kong SFC Category 1 and Category 4 combinations, Application subject, Responsible person, financial resources, AML/CFT and ongoing liability.
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Going to Europe，Choose CySEC、FCA or MFSA? Comparison of the strengths of the three major regulatory bureaus
Forex and CFD License

Going to Europe, Choose CySEC, FCA or MFSA? Comparison of the strengths of the three major regulatory bureaus

Compare UK FCA, Business scope of Cyprus CySEC and Malta MFSA, Explaining UK licensing boundaries after Brexit, EEA cross-border notification, MiCA Crypto Asset Regime and Capital, How to assess costs and local operations.
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Offshore foreign exchange license comparison：Vanuatu、Belize、Seychelles、Detailed explanation of the advantages and disadvantages of BVI
Forex and CFD License

Offshore foreign exchange license comparison: Vanuatu, Belize, Seychelles, Detailed explanation of the advantages and disadvantages of BVI

Compare Vanuatu, Belize, Seychelles and BVI regulatory intensity, cost, Deletion speed and maintenance threshold, Quickly determine which type of offshore license is more suitable for your business, Consult the plan now.
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Singapore PSA DPT and FSMA DTSP：System Differences and Application Preparations
Cryptocurrency and Web3 License

Singapore PSA DPT and FSMA DTSP: System Differences and Application Preparations

Distinguish between DPT services under Singapore PSA and overseas DTSP system under FSMA, Check SPI/MPI path, Entities and Directors, AML/CFT, Client assets and technical risk requirements.
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Singapore MAS payment license (MPI/SPI) application：Standard payment institution vs.. Major payment institutions
Payments and Electronic Money License

Singapore MAS payment license (MPI/SPI) application: Standard payment institution vs.. Major payment institutions

To evaluate Singapore SPI or MPI, a transaction volume of SGD 3 million/6 million is required., 500Electronic currency balance threshold of SGD 10,000, And check the basic capital of SGD 100,000/SGD 250,000, director, AML/CFT, Technical and client fund protection requirements.
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After registering a company in Hong Kong，Why do I need to apply for TCSP to provide secretarial services?
Hong Kong TCSP Secretary License

After registering a company in Hong Kong, Why do I need to apply for TCSP to provide secretarial services?

Provide company secretary to clients, Registered address, Before serving as director or trust etc., The scope of TCSP license should be checked based on actual business, exemption, Fit and Proper Person and AML/CFT Responsibilities.
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Hong Kong insurance broker license vs agent license：Business model comparison
Hong Kong Insurance Broker License

Hong Kong insurance broker license vs agent license: Business model comparison

Comparing the representation relationship between insurance brokers and insurance agents in Hong Kong, appoint, Product range, personnel, Differences in Corporate Finance and Ongoing Compliance, Choose a path based on actual business.
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European EMI license application：Lithuania、Estonia、Which Cyprus is better?
Payments and Electronic Money License

European EMI license application: Lithuania, Estonia, Which Cyprus is better?

Compare Lithuania, EMI regulatory differences between Estonia and Cyprus, Let’s look at the business model first, Account opening feasibility and long-term compliance costs, Develop the optimal application path, Consult the plan now.
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