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Licensed and Compliance

Licensed and Compliance

Hong Kong Huitong-authoritative license application information for global mainstream financial regulatory agencies，Covers Hong Kong SFC、MSO、U.S. SEC、Canadian MSB etc.，Provide you with professional compliance guidance。
Australian ASIC (AFSL) foreign exchange license application threshold and regulatory requirements
Forex and CFD License

Australian ASIC (AFSL) foreign exchange license application threshold and regulatory requirements

Before applying for an Australian AFSL license，Check local entities first、NTA funding、RO resume and audit arrangements，And prepare materials according to a 6 to 12 month cycle，Evaluate compliance implementation plans immediately。
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Physical venue requirements and site selection suggestions for Hong Kong money lender license
Hong Kong Money Lenders License

Physical venue requirements and site selection suggestions for Hong Kong money lender license

Before applying for a money lender’s license in Hong Kong，Lease should be checked、Landlord or tenant permission、occupation license、land use、Layout and data security；Shared premises must be assessed on a case-by-case basis。
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Canadian MSB Compliance Officer (MLRO) Appointment and Reporting Obligations
North American financial license

Canadian MSB Compliance Officer (MLRO) Appointment and Reporting Obligations

Sorting out the MLRO appointment criteria under the Canadian MSB license、FINTRAC reporting node and STR/EFT practice，Establish internal control and training mechanisms in advance，Reduce the risk of fines and scrutiny，Consult the plan now。
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UK FCA EMI (Electronic Money Institution) License Application Guide
Payments and Electronic Money License

UK FCA EMI (Electronic Money Institution) License Application Guide

Sorting out the UK FCA EMI license application requirements、3510,000 euros capital、AML architecture and 12 to 18 month review cycle，Suitable for cross-border payment and e-wallet companies to evaluate solutions accordingly，Start reporting as soon as possible。
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Full analysis of Hong Kong VASP license 2026 application requirements：SFC latest regulatory framework
Cryptocurrency and Web3 License

Full analysis of Hong Kong VASP license 2026 application requirements：SFC latest regulatory framework

Sorting out the Hong Kong VASP license application requirements、RO configuration、AML/CTF system、Hosting Isolation and Technical Audit Focus，Suitable for quick self-test for Web3 business teams planning to implement it，Consult the plan now。
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Possess EU EMI license，How to achieve passport access in other member states?
Payments and Electronic Money License

Possess EU EMI license，How to achieve passport access in other member states?

After obtaining the EU EMI license，The key is to complete the notification as per PSD2、Establish AML/KYC and GDPR localization system，In order to steadily expand the EEA market，Consult the plan now。
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Hong Kong Money Lenders License Application Guide：finance company”Cai Zai brand”capital and site requirements
Hong Kong Money Lenders License

Hong Kong Money Lenders License Application Guide：finance company”Cai Zai brand”capital and site requirements

Sorting out the financial status of money lender licenses in Hong Kong、business plan、premises、Fit and proper candidates and AML/CFT requirements；There is no unified minimum capital for ordinary licenses，Approval time is not guaranteed。
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BVI vs Cayman：Structure selection guide for private equity fund establishment
Overseas funds and securities

BVI vs Cayman：Structure selection guide for private equity fund establishment

When planning to establish an offshore private equity fund，Start by comparing BVI costs with Cayman’s reputation，Re-evaluation of Hong Kong SFC No. 9 license、AML/KYC and economic substance requirements，Complete the linkage planning of structure and licenses as soon as possible，Consult now。
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Central Bank of Ireland Electronic Money Institution Registration and Anti-Fraud Requirements
Payments and Electronic Money License

Central Bank of Ireland Electronic Money Institution Registration and Anti-Fraud Requirements

梳理爱尔兰EMI的CBI授权、35Initial capital of 10,000 euros、Customer fund protection、AML/CFT、反欺诈、治理及EEA跨境通知要求。
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U.S. SEC RIA registered investment advisor license application threshold and compliance points
Overseas funds and securities

U.S. SEC RIA registered investment advisor license application threshold and compliance points

Sort out the application threshold for US SEC RIA license、CCO configuration、Form ADV declaration and marketing compliance red line，Establish annual review and KYC system in advance，Consult the plan now。
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Hong Kong and Chinese team · Financial compliance consultant