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Anti-money laundering

Anti-money laundering

汇集反洗钱与反恐融资基础主题, 包括风险评估, customer identification, Transaction monitoring, Reporting and record keeping. 不同地区及机构的适用要求须分别核对.
Singapore MAS payment license (MPI/SPI) application：Standard payment institution vs.. Major payment institutions
Payments and Electronic Money License

Singapore MAS payment license (MPI/SPI) application: Standard payment institution vs.. Major payment institutions

To evaluate Singapore SPI or MPI, a transaction volume of SGD 3 million/6 million is required., 500Electronic currency balance threshold of SGD 10,000, And check the basic capital of SGD 100,000/SGD 250,000, director, AML/CFT, Technical and client fund protection requirements.
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After registering a company in Hong Kong，Why do I need to apply for TCSP to provide secretarial services?
Hong Kong TCSP Secretary License

After registering a company in Hong Kong, Why do I need to apply for TCSP to provide secretarial services?

Provide company secretary to clients, Registered address, Before serving as director or trust etc., The scope of TCSP license should be checked based on actual business, exemption, Fit and Proper Person and AML/CFT Responsibilities.
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How can financial institutions build KYC and transaction monitoring systems that meet regulatory requirements?
Compliance and Anti-Money Laundering(AML)

How can financial institutions build KYC and transaction monitoring systems that meet regulatory requirements?

Build KYC and transaction monitoring system, Applicable legislation and competent authorities should be determined first, Then implement the identification of customers and beneficial owners, risk rating, screening, Alarm investigation, STR judgment, Record, governance, Testing and outsourced controls.
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The actual impact of the FATF gray list on corporate cross-border payments and overseas financial license applications
Compliance and Anti-Money Laundering(AML)

The actual impact of the FATF gray list on corporate cross-border payments and overseas financial license applications

FATF gray list does not mean automatic ban on transactions, Unified strengthening of due diligence or license rejection. Understand risk-based customer review, Cross-border payment information, Bank policies and application preparation matters.
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UK FCA full license (IFPRU 730k) application：Segregation of capital and client funds
Forex and CFD License

UK FCA full license (IFPRU 730k) application: Segregation of capital and client funds

Focus on capital of £730,000, ICARA assessment and segregation of CASS client funds, Sort out application materials, Reconciliation system and ongoing compliance priorities, Quickly determine whether it is suitable for applying for a license, Consult now.
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Hong Kong TCSP License Application Guide：Registration process、Fit and proper requirements and AML compliance responsibilities
Hong Kong TCSP Secretary License

Hong Kong TCSP License Application Guide: Registration process, Fit and proper requirements and AML compliance responsibilities

Check the scope of TCSP license based on actual services, exemption, fit and proper person, official fees, AML/CFT and license renewal responsibilities; The approval time and results are determined by the Companies Registry.
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5 major reasons why Hong Kong MSO license is refused and how to avoid it
Hong Kong MSO License

5 major reasons why Hong Kong MSO license is refused and how to avoid it

Troubleshooting AML/CFT in Hong Kong MSO applications, fit and proper person, business premises, Business plan and data consistency risks.
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Australian AUSTRAC Digital Currency Exchange Registration and Reporting Obligations
Cryptocurrency and Web3 License

Australian AUSTRAC Digital Currency Exchange Registration and Reporting Obligations

Want to carry out legal currency and digital currency exchange in Australia, First clarify DCE registration, KYC establishment and TTR/SMR declaration node, Avoid taking replacement parts and illegal detours, Evaluate application options now.
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Hong Kong MSO Licensed Company Bank Account Opening Guide：Materials List and Compliance Considerations
Hong Kong MSO License

Hong Kong MSO Licensed Company Bank Account Opening Guide: Materials List and Compliance Considerations

Sorting out the licenses of Hong Kong MSO licensed companies when opening accounts, shareholder, client, Source of funds, business plan, AML/CFT and transaction information.
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Central Bank of Ireland Electronic Money Institution Registration and Anti-Fraud Requirements
Payments and Electronic Money License

Central Bank of Ireland Electronic Money Institution Registration and Anti-Fraud Requirements

Combing Irish EMI’s CBI Authorization, 35Initial capital of 10,000 euros, Customer fund protection, AML/CFT, Anti-fraud, Governance and EEA cross-border notification requirements.
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