Information 2026-02-14

Office of the Comptroller of the Currency (OCC)

Want to apply for a US OCC license?，Clarify regulatory authority first、Application subject qualifications、Business scope and ongoing compliance obligations，Re-evaluate processes and costs，Develop a landing plan as early as possible and consult immediately。

Information 2026-02-14

National Futures Association (NFA)

Sorting out the regulatory logic of U.S. NFA licenses、Registration threshold、Material preparation and ongoing obligations，Help companies quickly determine whether they are suitable for application，Get a customized compliance assessment and application plan now。

Information 2026-02-14

Hong Kong Monetary Authority (HKMA)

Sorting out the regulatory boundaries of Hong Kong banking licenses、Application threshold、Materials list and subsequent maintenance points，Help institutions identify approval obstacles and cost risks in advance，Get processing ideas now。

Information 2026-02-14

Hong Kong Insurance Authority (IA)

Sort out the application requirements for IA license from the Hong Kong Insurance Regulatory Authority、Physical construction、Responsible person’s requirements and follow-up compliance priorities，Help evaluate processing difficulties and time costs，Get a customized plan now。

Information 2026-02-14

Hong Kong Companies Registry

Sort out the conditions for Hong Kong Company Registry、Information list、Secretary and address requirements、Expenses and key points for subsequent annual tax returns，Reduce repeated parts replacement and compliance risks，Consult the solution immediately。

Information 2026-02-14

Hong Kong Trust and Company Service Providers Service Office (TCPS)

Sort out the application threshold for Hong Kong TCSP license、Key points for review by the Companies Registry、Validity period and subsequent anti-money laundering maintenance requirements，Those who are suitable for setting up secretarial and trust services business should be evaluated immediately.。

Information 2026-02-14

U.S. Financial Crimes Enforcement Agency (FinCEN)

Systematically sort out the subject requirements for US MSB licenses under FinCEN supervision、Filing process、Follow-up maintenance and AML focus，Suitable for remittance、Exchange and virtual currency business access assessment，Inquire about your compliance path now。

Information 2026-02-14

U.S. Securities and Exchange Commission (SEC)

Sorting out the regulatory logic of U.S. SEC licenses、Establish conditions、Declaration path and subsequent maintenance focus，Help enterprises reduce trial and error costs，Quickly clarify application and compliance implementation plans，Consult and evaluate now。

Information 2026-02-14

CFTC (CFTC)

Sort out the application requirements for the US CFTC license、NFA registration steps、Subject qualifications、Internal Control and Continuous Compliance Focus，Help enterprises quickly determine whether it is applicable and formulate treatment plans，Consult now。

Information 2026-02-14

FINRA (FINRA)

Sorting out the regulatory positioning of the U.S. FINRA license、Membership application threshold、Reporting process and follow-up maintenance focus，Help companies identify compliance costs and material gaps in advance，Develop implementation plans as soon as possible，Consult now。

Archives: regulatory agency

Office of the Comptroller of the Currency (OCC)

National Futures Association (NFA)

Hong Kong Monetary Authority (HKMA)

Hong Kong Insurance Authority (IA)

Hong Kong Companies Registry

Hong Kong Trust and Company Service Providers Service Office (TCPS)

U.S. Financial Crimes Enforcement Agency (FinCEN)

U.S. Securities and Exchange Commission (SEC)

CFTC (CFTC)

FINRA (FINRA)