Archives: Financial license

香港宾馆及旅馆牌照, 由民政事务总署辖下牌照事务处依据《旅馆业条例》签发. 任何以收费方式提供短期住宿的处所一般须领牌, 并须符合楼宇, Firefighting, health, 保安及规划等要求, 经营范围以获批处所和牌照条件为准.

香港食肆牌照, 由食物环境卫生署依据《公众卫生及市政条例》及《食物业规例》签发. 经营供顾客在处所内进食的餐饮业务, 须按普通食肆或小食食肆类别领牌, 并符合楼宇, Firefighting, ventilation, 卫生及食物处理要求.

香港职业介绍所牌照, 由劳工处处长依据《雇佣条例》及《职业介绍所规例》签发. 任何以求职者就业或向雇主提供求职者为目的经营业务的机构一般须领牌, 并须遵守收费上限, 记录保存及《职业介绍所实务守则》.

Hong Kong travel agent license, 由旅游业监管局依据《旅游业条例》发牌. 持牌旅行代理商可经营外游及入境旅游产品, 代客安排交通或住宿等受规管业务, 并须遵守担保, responsible persons, 业务处所, 宣传及客户款项等规定.

香港保险公司牌照, 官方称为获授权保险人资格, 由保险业监管局依据《保险业条例》授权. 获授权公司可按一般, 长期或综合业务类别在香港承保风险, 并须持续符合资本, Solvency, 管治, 风险管理及申报要求.

香港交易所参与者及交易权并非证监会牌照, 由香港交易及结算所有限公司按其规则审批. 申请人通常须先具备相应证监会受规管活动牌照, 再取得联交所或期交所交易权及参与者资格, 方可直接接入相关市场进行交易及结算安排.

香港储值支付工具发牌制度由金融管理专员依据第584章实施. 页面核对2,500万港元最低财务资源, personnel, Float protection, independent assessment, AML/CFT, 牌照费及持续合规要求.

Hong Kong TCSP license, Officially known as a trust or company service provider license, Licensed by the Registrar of Companies in accordance with the Anti-Money Laundering and Counter-Terrorist Financing Ordinance. Licensee can operate company establishment, registered address, company secretary, Director or shareholder arrangements and trust services, and must perform customer due diligence and record keeping obligations..

Japanese fund management license, Official registration for the investment and utilization industry, Supervised by the Japan Financial Services Agency and the local financial bureaus in accordance with the Financial Instruments and Exchange Act. The registered institution can manage the client's discretionary assets according to the authorization, investment trust, Investment legal person or collective investment plan; Fund raising and sales may require additional Class I or Class II financial product trading industry registration..

日本放贷与消费信贷业务, 官方称为贷金业登记, 依据《贷金业法》由财务局或都道府县监管. 登记机构可经营非银行贷款及消费信贷, 并须遵守利率, 借款人偿付能力审查, advertise, 催收及客户资料保存等规定.