Funds / Investment

According to Hong Kong’s Securities and Futures Ordinance (Schedule 5)，Providing securities investment advice or publishing research reports in Hong Kong，Must be issued a Type 4 license。Hong Kong Huitong provides you with everything from corporate establishment to、RO configuration、Compliance plan writing，One-stop legal licensing and compliance consulting services to M&A due diligence (DD) and virtual asset (VA) business upgrades。

According to Hong Kong’s Securities and Futures Ordinance (Schedule 5)，Provision of asset management services in Hong Kong (including real estate investment plan management、Securities or futures contract management)，Must be issued a Class 9 license。Hong Kong Huitong provides you with everything from corporate establishment to、RO configuration、Compliance plan writing，One-stop legal licensing and compliance consulting services to M&A due diligence (DD) and virtual asset (VA) business upgrades。

<p>Registered investment advisor (RIA) in the United States<a href="https://www.sec.gov/" target="_blank" rel="nofollow noopener">U.S. Securities and Exchange Commission (SEC)</a>Or state securities departments strictly regulate。Only institutions with RIA licenses，Only those who are qualified to provide investors with investment service suggestions on securities products、Provide regular reports and legally charge management fees。Hong Kong Huitong provides you with registration from overseas companies、Series 65 exam coaching、One-stop statutory compliance licensing service for IARD system reporting and submission of Form ADV。</p>

The regulatory standards of the U.S. Securities and Exchange Commission (SEC) are regarded as global benchmarks。Whether it is raising funds through security token issuance (STO)，Or provide securities investment advice (RIA)，Companies must pass strict SEC approval and filing。Hong Kong Huitong provides you with the establishment of a US entity、Exemption route planning (Reg D/S/A+)、One-stop in-depth compliance service from EDGAR system reporting to subsequent annual review。

Singapore’s financial industry implements mixed operations and unified license management。The Monetary Authority of Singapore (MAS) is the core of the financial regulatory system，Fully responsible for financial industry access and financial institution registration。Engage in fund management activities in Singapore，Must hold a Capital Market Services (CMS) license。Hong Kong Huitong provides you with corporate establishment based on the Securities and Futures Act、License application (LFMC/VCFM/RFMC)、One-stop professional legal and compliance services for compliance, internal control and tax planning。

Singapore is Asia’s asset management center of choice，Has total assets under management of US$2.4 trillion。According to the regulations of the Monetary Authority of Singapore (MAS)，To engage in fund management in Singapore, you must obtain a CMS license。Hong Kong Huitong provides you with an in-depth analysis of the relatively light supervision "Venture Capital Manager (VCFM)" regulatory system，Covers establishment conditions、VCC Fund Structure、and 13O(Original 13R)/13U(Original 13X) Fund tax exemption and FSI-FM tax incentive framework。

The Cayman Islands is known as the “Paradise for Private Equity Funds”，Its legal system is based on English common law，since 2020 After the Private Equity Law came into effect in 2016，Cayman’s closed-end private equity funds have officially moved from being unregulated to an era of all-round supervision of “registration + continuous compliance”。Cayman implements zero tax policy，and protected by the "Confidential Relationships Maintenance Act"，Enjoy a high degree of privacy。Hong Kong Huitong provides you with Cayman exempted limited partnership (ELP) or separate portfolio company (SPC) establishment，One-stop compliance services to CIMA statutory audit declaration and AML system implementation。

The Cayman Islands is the largest jurisdiction in the world for regulated alternative funds of all types，Open-end funds established 11,000 branch，Total assets exceed 2 trillion dollars。Cayman funds are strictly regulated by the Monetary Authority (CIMA)。Hong Kong Huitong provides you with SPC umbrella fund structure construction、ELP Limited Partnership Establishment，to respond to the Economic Substance Act、One-stop offshore statutory compliance advisory services for anti-money laundering and automatic exchange of CRS information。

When setting up a private equity fund in the British Virgin Islands (BVI)，In accordance with the Securities and Investment Business Act (SIBA Revised 2020)，If a private equity fund intends to carry out relevant business in the BVI，Unless it is an exempt activity or exempt person，Otherwise, you must obtain an investment business license issued by the Financial Services Commission (FSC)，Or apply to become an "Approved Manager"。Hong Kong Huitong provides you with BVI business company establishment、Separate Portfolio Company (SPC) Construction，One-stop offshore statutory compliance services for VASP registration and annual financial filing。

Cyprus is the preferred hub for foreign exchange brokers and investment companies to enter the European market。According to the Cyprus Investment Services Law，Any entity that provides investment services or conducts investment activities to third parties，Must obtain CIF certification from the Cyprus Securities and Exchange Commission (CySEC)。Hong Kong Huitong provides you with the establishment of a Cyprus corporation、RO configuration、Compliance manual writing，One-stop statutory compliance services for 13O/13U tax planning and fast-track applications。