Funds / Investment

When setting up a private equity fund in the British Virgin Islands (BVI)，In accordance with the Securities and Investment Business Act (SIBA Revised 2020)，If a private equity fund intends to carry out relevant business in the BVI，Unless it is an exempt activity or exempt person，Otherwise, you must obtain an investment business license issued by the Financial Services Commission (FSC)，Or apply to become an "Approved Manager"。Hong Kong Huitong provides you with BVI business company establishment、Separate Portfolio Company (SPC) Construction，One-stop offshore statutory compliance services for VASP registration and annual financial filing。

Cyprus is the preferred hub for foreign exchange brokers and investment companies to enter the European market。According to the Cyprus Investment Services Law，Any entity that provides investment services or conducts investment activities to third parties，Must obtain CIF certification from the Cyprus Securities and Exchange Commission (CySEC)。Hong Kong Huitong provides you with the establishment of a Cyprus corporation、RO configuration、Compliance manual writing，One-stop statutory compliance services for 13O/13U tax planning and fast-track applications。

New Zealand financial services providers (FSPs) are strictly regulated by the Financial Advisers Act 2008 (FAA) and the Financial Services Providers Act 2008 (FSPA)。All commercial institutions and individuals that provide financial services in New Zealand or overseas，All must be registered on the unified electronic registration platform。Hong Kong Huitong provides you with the establishment of a New Zealand company、Local Compliance Director Appointment、Physical offices settled to access dispute resolution scheme’s one-stop statutory compliance services。

Hong Kong’s Type 1 license (securities trading) is issued by the Hong Kong Securities and Futures Commission (SFC) in accordance with the Securities and Futures Ordinance (SFO) officially implemented in 2003.，It is the core access qualification for Hong Kong’s capital market.。Licensed corporations are allowed to execute securities transactions on behalf of clients、Providing securities margin financing and fund distribution。Under the Financial Resources Rules (FRR)，The applicant corporation must maintain a paid-up share capital of HK$5 million to HK$10 million and liquid capital of HK$3 million.。Corporations must establish substantial physical offices in Hong Kong，and appoint at least 2 Responsible Officer (RO) and 8 Project Core Function Manager (MIC)。in recent years，SFC establishes regulatory framework for virtual assets (VA)，1Number plate becomes the legal prerequisite for traditional institutions to conduct VA transactions。Hong Kong Huitong provides coverage for corporate establishment、RO/MIC fitness (Fit & Proper) match、Legal agency services for business plan preparation and SFC inquiry (Requisitions) defense。

Unless a statutory exemption applies，Operating Type 2 "futures contract trading" in Hong Kong usually requires a SFC license。Specific scope、financial resources、Responsible person、Trading and Settlement、margin、Client equity and cross-border promotion requirements depend on actual business。This page explains the application and ongoing responsibilities in accordance with public legislation and SFC guidelines.，Not considering consultant experience、Fees or time limits are written as a guarantee of approval。

Unless a statutory exemption applies，Carrying out Type 4 "advising on securities" business in Hong Kong or showing oneself to be carrying on such business is usually required to obtain a SFC license。Research、algorithm output、Opinions on cross-border promotion and virtual assets must be based on content、object、Judgment of product nature and actual authority on a case-by-case basis。Hong Kong Huitong can assist with document and application preparation within the agreed scope.，Dealing is not guaranteed、Acquisition approval or business upgrade。

According to Hong Kong’s Securities and Futures Ordinance (Schedule 5)，Provision of asset management services in Hong Kong (including real estate investment plan management、Securities or futures contract management)，Must be issued a Class 9 license。Hong Kong Huitong provides you with everything from corporate establishment to、RO configuration、Compliance plan writing，One-stop legal licensing and compliance consulting services to M&A due diligence (DD) and virtual asset (VA) business upgrades。

U.S. registered investment advisers (RIAs) are strictly regulated by the U.S. Securities and Exchange Commission (SEC) or state securities departments。Only institutions with RIA licenses，Only those who are qualified to provide investors with investment service suggestions on securities products、Provide regular reports and legally charge management fees。Hong Kong Huitong provides you with registration from overseas companies、Series 65 exam coaching、One-stop statutory compliance licensing service for IARD system reporting and submission of Form ADV。

The regulatory standards of the U.S. Securities and Exchange Commission (SEC) are regarded as global benchmarks。Whether it is raising funds through security token issuance (STO)，Or provide securities investment advice (RIA)，Companies must pass strict SEC approval and filing。Hong Kong Huitong provides you with the establishment of a US entity、Exemption route planning (Reg D/S/A+)、One-stop in-depth compliance service from EDGAR system reporting to subsequent annual review。

Carrying out regulated fund management activities in Singapore，Usually required to obtain a Capital Market Services (CMS) license issued by the Monetary Authority of Singapore (MAS)。Application paths mainly include licensed fund management companies (LFMC) and venture capital fund management companies (VCFM)，Specific categories should be based on investor type、Fund strategy、Judgment of asset classes and business arrangements。Hong Kong Huitong can assist applicants to prepare local companies、business plan、personnel、risk management、Anti-money laundering and ongoing compliance arrangements。