funds / Investment

According to Hong Kong’s Securities and Futures Ordinance (Schedule 5), Provision of asset management services in Hong Kong (including real estate investment plan management, Securities or futures contract management), Must be issued a Class 9 license. Hong Kong Huitong provides you with everything from corporate establishment to, RO configuration, Compliance plan writing, One-stop legal licensing and compliance consulting services to M&A due diligence (DD) and virtual asset (VA) business upgrades.

U.S. registered investment advisers (RIAs) are strictly regulated by the U.S. Securities and Exchange Commission (SEC) or state securities departments. Only institutions with RIA licenses, Only those who are qualified to provide investors with investment service suggestions on securities products, Provide regular reports and legally charge management fees. Hong Kong Huitong provides you with registration from overseas companies, Series 65 exam coaching, One-stop statutory compliance licensing service for IARD system reporting and submission of Form ADV.

The regulatory standards of the U.S. Securities and Exchange Commission (SEC) are regarded as global benchmarks. Whether it is raising funds through security token issuance (STO), Or provide securities investment advice (RIA), Companies must pass strict SEC approval and filing. Hong Kong Huitong provides you with the establishment of a US entity, Exemption route planning (Reg D/S/A+), One-stop in-depth compliance service from EDGAR system reporting to subsequent annual review.

Carrying out regulated fund management activities in Singapore, Usually required to obtain a Capital Market Services (CMS) license issued by the Monetary Authority of Singapore (MAS). Application paths mainly include licensed fund management companies (LFMC) and venture capital fund management companies (VCFM), Specific categories should be based on investor type, Fund strategy, Judgment of asset classes and business arrangements. Hong Kong Huitong can assist applicants to prepare local companies, Business plan, personnel, risk management, Anti-money laundering and ongoing compliance arrangements.

Venture Capital Fund Management Company (VCFM) is a specialized fund management path under the Singapore Capital Market Services (CMS) license, Only applicable to businesses eligible for the MAS Venture Capital Fund. Applicants must establish a company in Singapore, office, Management and professional team, and continued compliance with fit and proper, Anti-money laundering, conflict of interest, Requirements such as outsourcing and regulatory filings. VCC fund structure and 13O, 13UTax arrangements are matters subject to separate assessment, It will not be automatically applied upon obtaining a VCFM license..

The Cayman Islands is known as the “Paradise for Private Equity Funds”, Its legal system is based on English common law, since 2020 After the Private Equity Law came into effect in 2016, Cayman’s closed-end private equity funds have officially moved from being unregulated to an era of all-round supervision of “registration + continuous compliance”. Cayman implements zero tax policy, and protected by the "Confidential Relationships Maintenance Act", Enjoy a high degree of privacy. Hong Kong Huitong provides you with Cayman exempted limited partnership (ELP) or separate portfolio company (SPC) establishment, One-stop compliance services to CIMA statutory audit declaration and AML system implementation.

The Cayman Islands is the largest jurisdiction in the world for regulated alternative funds of all types, Open-end funds established 11,000 branch, Total assets exceed 2 trillion dollars. SPC is a corporate structure under the Companies Act, Not a separate license type; Whether each separate investment portfolio or sub-fund is required to register with the Cayman Monetary Authority (CIMA), depending on whether it is an open-ended or closed-ended arrangement and the applicable Mutual Funds Act or Private Equity Funds Act. Hong Kong Huitong provides you with SPC umbrella fund structure construction, ELP Limited Partnership Establishment, to respond to the Economic Substance Act, One-stop offshore statutory compliance advisory services for anti-money laundering and automatic exchange of CRS information.

When setting up a private equity fund in the British Virgin Islands (BVI), In accordance with the Securities and Investment Business Act (SIBA Revised 2020), If a private equity fund intends to carry out relevant business in the BVI, Unless it is an exempt activity or exempt person, Otherwise, you must obtain an investment business license issued by the Financial Services Commission (FSC), Or apply to become an "Approved Manager". Hong Kong Huitong provides you with BVI business company establishment, Separate Portfolio Company (SPC) Construction, One-stop offshore statutory compliance services for VASP registration and annual financial filing.

CySEC reviews CIF applications in accordance with investment services laws and the MiFID II framework. Ganghuitong can assist in sorting out service permissions as agreed in writing., capital requirements, Business Plan and Compliance Information; Tax processing will be checked by local tax professionals based on actual circumstances., Approval results are determined by the regulatory agency.

New Zealand financial services providers (FSPs) are strictly regulated by the Financial Advisers Act 2008 (FAA) and the Financial Services Providers Act 2008 (FSPA). All commercial institutions and individuals that provide financial services in New Zealand or overseas, All must be registered on the unified electronic registration platform. Hong Kong Huitong provides you with the establishment of a New Zealand company, Local Compliance Director Appointment, Physical offices settled to access dispute resolution scheme’s one-stop statutory compliance services.